Our Compliance team is currently growing! We’re seeking a Compliance Officer, Branch Review – someone who can support the compliance and risk management function by executing and reporting on branch and sub-branch reviews (MFDA & IIROC) across IPC’s distribution network in accordance with applicable regulatory requirements. The primary mandate is to reduce overall risk to IPC by identifying and communicating instances of non-compliance and communicating these to advisors and solutions to resolve. Relationship building with Advisors and Corporate Branch Managers is essential to your success in this role.
WE WANT YOU TO JOIN OUR TEAM OF WINNERS!
What is the role of the Compliance Officer, Branch Review?
What traits and competencies should a Compliance Officer, Branch Review possess?
What are the preferred qualifications for a Compliance Officer, Branch Review?
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