Requisition ID: 171736
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Purpose
Provide independent, objective assessment and evaluation of the effectiveness of the Global Compliance Function and internal controls in place to mitigate regulatory risk. Accountable for assisting the VP and Director in the design and execution of the Annual Audit Strategy / Plan and audit programs covering Enterprise Compliance second line of reporting.
This role will focus on coverage of regulatory obligations, Compliance Functions and Enterprise Compliance including supporting the Director with audit coverage of Enterprise Compliance (including regulatory obligations, risk assessment, issues management, monitoring and testing, remediation testing, preparation of thematic wrapper reports and continuing and executing strategy for the Compliance Centre of Excellence (CoE). The incumbent will act as Officer-in-Charge (OIC) (or in some cases as Audit Principal) on audit engagements and is responsible for managing the planning, execution, and reporting of assigned audits in accordance with department standards.
Accountabilities
Education / Experience / Other Information
auditjobs
Location(s): Canada : Ontario : Toronto
Scotiabank is a leading bank in the Americas. Guided by our purpose: “for every future”, we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
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