Requisition ID: 165229
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Purpose
The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and effectiveness of internal controls to mitigate risks and to provide advisory services designed to improve the Bank’s operations.
The incumbent will provide independent and objective risk assessment of the effectiveness of remedial actions taken to address the gaps identified with OTC derivatives regulatory compliance. The scope of the remediation project within the Global Banking and Markets (GBM) Compliance function is to address gaps to ensure compliance with the CFTC and NFA rules governing Over the Counter (OTC) derivative trade reporting, trade surveillance, diligent oversight and supervision, conduct, and operational risk in a number of jurisdictions where Bank of Nova Scotia (BNS) operates.
Accountabilities
The incumbent will work as part of the Global Compliance Audit Team tasked with the validation of remediation milestones and will work independently to assess the design and operational effectiveness of remediation actions taken to ensure compliance with regulatory requirements and Bank policies as below:
Education / Experience / Other Information
auditjobs
Location(s): Canada : Ontario : Toronto
Scotiabank is a leading bank in the Americas. Guided by our purpose: “for every future”, we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
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