ROLE MANDATE:
The primary purpose of this job is to perform regulatory and compliance program required monitoring and control testing (M&T) for Personal & Business Banking (P&BB) lines of business. The person in this position will work with the P&C Canada Business Unit Compliance Team in executing the planned M&T and raise issues as warranted.
Culture: This is a collaborative environment as there is a lot of interaction between individuals and the business, including any other stakeholders that support testing and monitoring.’
EVP: This is an opportunity to work with one of the largest banks in Canada, and to build a strong foundation for a career in Risk & Compliance.
ROLE RESPONSIBILITIES INCLUDE (but are not limited to):
• Conducting monitoring and control testing (M&T) for P&C lines of business
• Collecting and analyzing relevant evidence
• Documenting work completed and requesting approval
• Ad hoc activities as it relates to identifying improvement opportunities
• Maintaining documentation in appropriate repositories or systems
• Assist with ensuring exceptions noted are addressed in order to remediate issues or action plans
• Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
• Support the execution of initiatives with stakeholders
MUST-HAVE SKILLS:
• 3-5+ years Banking Compliance experience, specifically in Personal and Commercial banking realms
• Ability to read & understand technical compliance material, previous experience is compliance or operational risk control testing is desired.
• Detailed knowledge of the Bank Act and Consumer Protection regulations
• Proven experience with testing – whether in operations, risk or compliance risk audit testing
• Ability to build relationship with internal and external stakeholders
• Problem solving skills
• Strong computer skills; Must be strong in Microsoft Outlook, Excel (SumIf, Pivot, Vlookups), & Word. PowerPoint skills
• Exposure to risk and control environment and requires someone with a similar mindset
NICE TO HAVE SKILLS
• Previous banking experience
• Risk management experience
• Previous experience working with FCAC would be a big asset
• CFA/CMA
• Previous Audit or compliance testing experience is a strong asset
• Experience writing queries in Database
SOFT SKILLS
• Dead line oriented and driven
• Ability to work well with different groups
• Team player
• Excellent attention to detail
• Excellent written and verbal communication skills
• Ability to work with deadlines and prioritize tasks
• Strong organizational skills
• Strong analytic skills
EDUCATION
– Undergraduate degree mandatory
– Nice to have: risk management, audit, compliance or operational risk (or related field)
URGENT: Please read the job description above. If this interests you, apply to the job with your most updated resume, including your contact number and email address.
The recruiter in charge of this role is Yangzom.
If you do not think you are a match for this opportunity, but know someone who is, feel free to forward this job description to them and you will be eligible for a referral bonus upon a successful hire.
Please note that this is the most up to date version of job description available at this time – During Client Interview you will receive additional information – variance may apply!
Please note: Adherence to our end client’s vaccination policy is a requirement.
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